Financial Advisory Agreement
Financial advisory contract defining investment management services, fiduciary duties, fee structures, regulatory compliance obligations, and conflict of interest disclosures for wealth management.
Key Clauses
Financial Terms
Specifies principal amounts, interest rates, payment schedules, and financial obligations of each party.
Default and Remedies
Defines events of default and the remedies available to the non-defaulting party.
Representations and Warranties
Contains assurances from each party regarding their authority, financial condition, and compliance.
Security and Collateral
Describes any collateral pledged to secure obligations under the agreement.
Regulatory Compliance
Ensures the transaction complies with applicable financial regulations and reporting requirements.
Use This Template
When You Need This
- Individual hiring advisor for retirement planning and investment management
- Business owner engaging advisor for succession and tax planning
- High-net-worth client working with advisor for wealth management
- Startup founder hiring advisor for business financial structure